Tuesday, April 30, 2013

Absent Peers in Elementary Years: The Negative Classroom Effects of Unexcused Absences on Standardized Testing Outcomes

by Michael A. Gottfried — 2011

Background/Context: This article addresses the classroom contextual effects of absences on student achievement. Previous research on peer effects has predominantly focused on peer socioeconomic status or classroom academic ability and its effects on classmates. However, the field has been limited by not discerning the individual-level academic effects of being in classrooms with absent peers.

Purpose/Objective/Research Question/Focus of the Study: The purpose of this study is to determine the peer effects of absent students in urban elementary school classrooms.

Population/Participants/Subjects: The data set is longitudinal and comprises entire populations of five elementary school cohorts within the School District of Philadelphia, for a total of 33,420 student observations. Individual student records were linked to teacher and classroom data and to census block neighborhood information.

Research Design: To examine the educational effects of absent peers, this study employed an empirical specification of the education production function. The dependent variables were Stanford Achievement Test Ninth Edition (SAT9) reading and math scores.

Findings: Models differentiated between unexcused and total absence measures and indicated that the peer effect of absences was driven by negative effects associated with classroom rates of unexcused absences rather with rates of total absences. These findings were obtained after controlling for student, neighborhood, teacher, and classroom characteristics.

Conclusions/Recommendations: Not only are absences detrimental to the absentee, but they also have a pervasive effect on the achievement of other students in the classroom.

Since the dissemination of the Coleman Report (Coleman et al., 1966), economists, sociologists, education researchers, and policy makers have been assessing the relationship between classroom peer effects and educational outcomes. The basic premise is that stronger peers can produce better academic outcomes for their classmates. In the analyses of classroom composition, the research has focused predominantly on peer effects relating to socioeconomic status (SES) (Caldas & Bankson, 1997; Link & Mulligan, 1991; Willms, 1986) and classroom academic ability (Henderson, Mieszkowski, & Sauvageau, 1978, Summers & Wolfe, 1977; Zimmer & Toma, 2000). Nonetheless, even conditional on these characteristics, there remain other channels through which students can affect other students.

One uncharted line of research on the educational effects of peers is the relationship between classroom absences and student-level performance. The importance of this peer effect arises because research has thus far shown that being absent from school is detrimental to learning and academic achievement, and an increase in absences will exacerbate educational and sociological risk factors in concurrent and future years (Dryfoos, 1990; Finn, 1993; Lehr, Hansen, Sinclair, & Christenson, 2003; Stouthamer-Loeber & Loeber, 1988). As for individual test performance, absent students receive fewer hours of instruction and consequently are likely to perform more poorly on exams (Chen & Stevenson, 1995; Connell, Spencer, & Aber, 1994; Finn, 1993). In addition, when present in the classroom, highly absent students may feel a greater sense of alienation from their classmates, teachers, and schools and may thus disrupt classroom instruction through their negative interactions and social disengagement (Ekstrom, Goertz, Pollack, & Rock, 1986; Finn, 1989; Johnson, 2005; Newmann, 1981).

Hence, the peer effect of individual student absences can arise from both academic and behavioral sources. Academically, if absent students receive fewer hours of instruction and their in-school learning time decreases, then on their return, they often require remedial instruction (Monk & Ibrahim, 1984). If teachers respond to educational needs of absent students by allocating regular class time, then nonabsent students may be adversely affected because classroom instruction is slowed. Increasingly large numbers of absences in the classroom would suggest larger portions of instruction dedicated to remediation, thereby further slowing educational advancement for other students in the room. Similarly, if absences generate negative behavioral outcomes, such as school disengagement or alienation, and if these behaviors in turn produce further problems in school (Finn, 1989), then absent students can generate noninstructional (i.e., behavioral) disruptions on return to the classroom (Reid, 1983), which can also slow the learning process for nonabsent peers. That is, teachers must devote their instructional resources elsewhere rather than to teaching.

Lazear (2001) theorized about this phenomenon by proposing that education in the classroom can be classified as a public good, in which congestion effects exist on the teacher’s instructional time. As such, negative effects on learning are generated when one student’s actions impede the learning of other classmates. According to this notion, an absent student who disrupts regular instruction on return to school utilizes teaching time in ways that nonabsent students may not find useful. In essence, absent students produce both an individual effect by decreasing their own learning from having missed school, and a peer effect by slowing instruction and reducing the educational outcomes for others in the class.

Given the individual and classroom risk factors associated with being absent, this article empirically considers the classroom peer effects of students with unexcused absences. Although some studies have evaluated the relationship between student-level absences on individual-level achievement, and others have assessed school-level effects of absences on educational outcomes, the literature has been limited on discerning the effects of classroom-level absences on student-level achievement. That is, the extant body of research has not fully considered the classroom effect of absent peers on student-level test performance.

This study contributes to the literature on attendance by evaluating the classroom contextual effects of absences on individual student achievement. Because this study has been afforded multilevel data of elementary school students in the School District of Philadelphia from 1995 to 2001, it is possible to link students to classrooms, teachers, and schools, as well as other covariates, such as demographic information and neighborhoods. Therefore, having comprehensive multilevel and longitudinal data of elementary school students in a large urban district allows for the designation of student absences, identification of classroom peers, and subsequent construction of individual and classroom peer metrics of absences for every student’s schooling experience.

Furthermore, the field has predominantly focused on measures of total absences. However, absences can be defined in two ways—excused and unexcused. As such, students may be exposed to peers with high levels of excused absences, though absences by these students may not signal academic, family, or social disengagement or other problems. On the other hand, a classroom may contain students with high levels of unexcused absences, which may arise from delinquency or school disengagement and not for the same reasons as excused absences (Hess, Lynon, Corsino, & Wells, 1989; Rumberger, 1995).

The difficulty in relying on the current empirical literature is that most studies have not differentiated between unexcused absences and total absences. As a consequence, the findings from these studies may potentially contain confounding issues resulting from not parsing out the effects of absence behavior deemed unexcused (by the teacher and school) from other factors of absences (i.e., a general metric of absences does not differentiate between a high-performing student with the flu, and a student with behavior or disengagement issues). To avoid these problems, this article draws distinctions between total absences and unexcused absences in constructing measures of student- and classroom-level covariates as a way to discern individual and peer effects of missing school in general from those resulting from unexcused absence behavior.

Finally, the research on absences has predominantly focused on the educational outcomes of high school students. The effects of absences on elementary school performance are lacking in the research on attendance, and empirically, studying peer effects of absent students in elementary schools allows for two advantages. The first is that unlike high school students in large urban school districts like Philadelphia, elementary school students are generally contained within the same classroom throughout the school day and academic year. As a result, studying elementary classrooms allows for a more clear-cut identification of peers with whom other students interact. This effect is too confounded in empirical studies on high school students, who move classrooms throughout the school day with the start of each new period. Thus, because classroom peers potentially alternate five to six times per day, the peer effects for high school students (and some middle school students) are difficult to identify and are potentially diluted. There is a second advantage that is particularly germane to this sample: By identifying significant factors in the schooling experiences of urban elementary youth, it is possible to develop policy and support interventions for at-risk students early in school, before chronically absent students enter into secondary education, where their risk of dropout or postgraduation misbehaviors becomes exacerbated (Alexander, Entwisle, & Horsey, 1997; Barrington & Hendricks, 1989; Lehr et al., 2003).


Given that the purpose of this study is to evaluate the relationship between absent peers and academic attainment, the relevant literature focuses empirically on the relationship between absences as a predictor and educational performance as an outcome. In early research, Summers and Wolfe (1977) implemented a student-level economic model of achievement to derive a relationship between unexcused absences and sixth-grade standardized test performance in the School District of Philadelphia during the 1970–1971 school year. Their cross-sectional results suggested a negative effect of unexcused absences on student achievement, which was heightened for low-SES students. However, their work did not evaluate the classroom peer effects of students with unexcused absences on individual test performance.

Among other hypotheses in their assessment of student absences, Monk and Ibrahim (1984) examined the peer effects of highly absent students. In particular, the authors evaluated the relationship between absences and achievement by utilizing a data set of 227 ninth graders in one middle school in upstate New York. The results suggested negative individual- and classroom-level effects on standardized ninth-grade test performance resulting from an increase in absences both for students and their peers. Although Monk and Ibrahim relied on a small sample of a single grade in one school within a homogenous school district, this early study laid the foundation for further empirical research in two capacities. First, in evaluating achievement, the authors did not distinguish between effects of total absences and unexcused absences. Therefore, additional research could parse out the effects of unexcused absences from overall absences of classroom peers on student testing performance. Second, rather than assessing the effects of absences on multiple grades, their analysis only relied on ninth-grade students. Thus, there is a need to evaluate the effects of absences at other school levels, such as early elementary years.

Several longitudinal studies have examined how attendance patterns in early years of schooling can predict future dropout rates (Alexander et al., 1997; Barrington & Hendricks, 1989; Hess et al., 1989). Rumberger (1995) identified student- and institution-level factors that significantly relate to dropout in middle school. The results suggested that the classification of students as having moderate or high absence patterns significantly predicted the probability of dropout. Odds ratios, which can be used as measures of effect sizes when both independent and dependent variables are binary, suggested odds of 2.03 (< .01) for dropout related to moderate absenteeism and odds of 5.10 (< .01) for students with high rates of absenteeism.

Other empirical studies have used metrics of current attendance or absences to evaluate contemporaneous educational outcomes. Neild and Balfanz (2006) utilized a cross-section of students in the 1999–2000 academic year and employed logistic regressions to predict the risk factors of nonpromotion from 9th to 10th grade. Among other results, they reported that for each additional percentage point increase in eighth-grade attendance, the odds of repeating ninth grade decreased by 5%. The odds ratio for this result was reported as .96 (< .001). Although that paper focused on high school achievement, the work nonetheless provided insight into how student-level attendance and absence information is directly related to student-level performance.

Balfanz and Byrnes (2006) evaluated comprehensive school reform models aimed at closing the math achievement gap in urban middle schools. Among the span of covariates predicting math improvement was attendance, with results indicating a 20% difference in the probability of higher math performance for students with 60% attendance rates versus those who attended every day. Like Neild and Balfanz (2006), attendance was measured for each student, though no distinction was made between total absences and unexcused absences, nor was there an evaluation of classroom peer effects.

Other studies have evaluated the school-level contextual effects of elementary school attendance on standardized test performance, thereby providing initial insight into educational effects of absent peers. Assessing Louisiana public elementary schools, Caldas (1993) studied the effects of school attendance rates, among other covariates, on a composite index of test scores. The results indicted that a one standard deviation increase in average daily school attendance was associated with a .10 (< .001) standard deviation increase in student-level test performance. This indicated that from within the context of the school environment, average daily student attendance was a positive and significant factor in predicting same-year academic performance for inner-city students. Similarly, Roby (2004) concluded that, based on the analysis of educational outcomes in Ohio, there were statistically significant correlation coefficients (specifically, Pearson’s r) between measures of school-level attendance and student achievement in fourth, sixth, ninth, and twelfth grades. Specifically, the correlation coefficients were .57, .54, .78, and .55 for each grade, respectively. These two studies have employed measures of attendance at the aggregated school level rather than for individual students or classrooms. Doing so has facilitated the opportunity for further in-depth student- and classroom-level analyses into the peer effects of the attendance–achievement relationship.

Within the framework of this body of empirical literature—in examining how missing or attending school can impact a range of academic outcomes—this study investigates individual- and peer-level effects of absences on annual student standardized testing performance, holding constant other predictors of academic achievement. To truly capture this relationship requires the use of empirical methods based on a large-scale individual-level data set in which students, teachers, and classrooms can be identified and in which absence measures can be parsed out for each student and peer group.

The complete research study, click here.

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